A Model Predictive Control Framework for Urban Rail Transit Signal Optimization with Time-Series Passenger Flow Forecasting
Abstract
Urban rail transit systems demand ever-improving responsiveness to fluctuating passenger flows. In this study, we use a 10-day dataset of City A subway passenger counts, headways, and flow intensities (N=10 days, Nov 29–Dec 8 2024). We first apply two time-series forecasting techniques—ARIMA (2,0,0) and single-pass exponential smoothing (α=0.95)—to predict short-term passenger demand. Based on these predictions, we formulate a constrained Model Predictive Control (MPC) problem that simultaneously minimizes average train delay, enforces block‐section safety headways, and adapts signal timings across a prototype corridor. Simulations implemented in Python—with vehicle dynamics, signal phase duration limits, and safety constraints explicitly modeled—show that the MPC strategy reduces average delay from 25 s to 10 s (60 % reduction) compared to fixed-timing baselines. We quantify trade-offs among prediction horizon, computational load (solved via rolling-horizon quadratic programming), and control performance, and clearly demonstrate our contributions in integrating demand forecasting into a real-time MPC framework for rail signal priority.References
Ekeila W, Sayed T, Esawey M E. Development of dynamic transit signal priority strategy[J]. Transportation research record, 2009, 2111(1): 1-9.
Huang C, Huang Y. Urban rail transit signal and control based on Internet of Things[J]. Journal of High Speed Networks, 2021, 27(3): 237-250.
Li M, Wu G, Li Y, et al. Active signal priority for light rail transit at grade crossings[J]. Transportation Research Record, 2007, 2035(1): 141-149.
Hongqian G, Di N. Research on Urban Rail Transit Signal System Scheme Based on Cloud Architecture[J]. Railway Signalling & Communication Engineering, 2024, 21(2).
Dai J, Liu X. Machine learning based prediction of rail transit signal failure: A case study in the United States[J]. Proceedings of the Institution of Mechanical Engineers, Part F: Journal of Rail and Rapid Transit, 2023, 237(5): 680-689.
Mirchandani P B, Lucas D E. Integrated transit priority and rail/emergency preemption in real-time traffic adaptive signal control[J]. Journal of Intelligent Transportation Systems, 2004, 8(2): 101-115.
Xiaolong L, Jinzhao Z, Fei L. Research on Fusion Control Technology of Urban Rail Transit Signal and Vehicle[J]. Railway Signalling & Communication Engineering, 2023, 20(9).
Yan F, Gao C, Tang T, et al. A safety management and signaling system integration method for communication-based train control system[J]. Urban Rail Transit, 2017, 3(2): 90-99.
Bauer T, Medema M P, Jayanthi S V. Testing of light rail signal control strategies by combining transit and traffic simulation models[J]. Transportation research record, 1995, 1494: 155.
Huang C, Huang S, Huang Y. (Retracted) Intelligent rail transit signal control system based on image processing technology[J]. Journal of Electronic Imaging, 2023, 32(2): 021607-021607.
Hu J, Yang M, Zhen Y, et al. Node Importance Evaluation of Urban Rail Transit Based on Signaling System Failure: A Case Study of the Nanjing Metro[J]. Applied Sciences, 2024, 14(20): 9600.
Zhang Z, Wang C Q, Zhang W. Status analysis and development suggestions on signaling system of Beijing rail transit[J]. Urban Rail Transit, 2015, 1(1): 1-12.
Liang Y. Research on Interface between Signal System and Flood Gate System in Urban Rail Transit[J]. Railway Signalling & Communication Engineering, 2021, 18(3): 90.
Huang C, Huang Y. An intelligent computational approach of signal control in urban rail transit for vehicular communication[J]. Soft Computing, 2023: 1-14.
Yuwei S, Ke X, Yongjie B. Research on Schemes for Temporary Operation Control Center of Urban Rail Transit Signaling System[J]. Railway Signalling & Communication Engineering, 2024, 21(6).
Wang X, Li S, Tang T, et al. Event-triggered predictive control for automatic train regulation and passenger flow in metro rail systems[J]. IEEE Transactions on Intelligent Transportation Systems, 2020, 23(3): 1782-1795.
Felez J, Kim Y, Borrelli F. A model predictive control approach for virtual coupling in railways[J]. IEEE Transactions on Intelligent Transportation Systems, 2019, 20(7): 2728-2739.
Wang Y, Zhu S, Li S, et al. Hierarchical model predictive control for on-line high-speed railway delay management and train control in a dynamic operations environment[J]. IEEE Transactions on Control Systems Technology, 2022, 30(6): 2344-2359.
Huang Y, Cao F, Ke B, et al. Modelling and optimisation of train electric drive system based on fuzzy predictive control in urban rail transit[J]. International Journal of Simulation and Process Modelling, 2016, 11(5): 363-373.
De Schutter B, Van den Boom T, Hegyi A. Model predictive control approach for recovery from delays in railway systems[J]. Transportation Research Record, 2002, 1793(1): 15-20.
Liu Y, Fan K, Ouyang Q. Intelligent traction control method based on model predictive fuzzy PID control and online optimization for permanent magnetic maglev trains[J]. IEEE Access, 2021, 9: 29032-29046.
Guo G, Wang Y. An integrated MPC and deep reinforcement learning approach to trams-priority active signal control[J]. Control Engineering Practice, 2021, 110: 104758.
Wu Z, Gao C, Tang T. A virtually coupled metro train platoon control approach based on model predictive control[J]. IEEE Access, 2021, 9: 56354-56363.
Yang J, Sun X, Liao K, et al. Model predictive control‐based load frequency control for power systems with wind‐turbine generators[J]. IET renewable power generation, 2019, 13(15): 2871-2879.
Afram A, Janabi-Sharifi F. Theory and applications of HVAC control systems–A review of model predictive control (MPC)[J]. Building and Environment, 2014, 72: 343-355.
Mayne D Q. Model predictive control: Recent developments and future promise[J]. Automatica, 2014, 50(12): 2967-2986.
Wang X, Tang T. Optimal operation of high-speed train based on fuzzy model predictive control[J]. Advances in mechanical engineering, 2017, 9(3): 1687814017693192.
Ke Z, Yi H, Zhang P, et al. Model predictive control based on Q-learning for magnetic levitation platform system[J]. International Journal of Applied Electromagnetics and Mechanics, 2024 (Preprint): 1-24.
Wang L, Guo J, Xu C, et al. Hybrid model predictive control strategy of supercapacitor energy storage system based on double active bridge[J]. Energies, 2019, 12(11): 2134.
Hamad S A, Xu W, Lotfy M W, et al. An improved model predictive control for linear induction machine drive-based split-source inverters[J]. Discover Applied Sciences, 2024, 6(5): 220.
Su Z, Jamshidi A, Núñez A, et al. Distributed chance-constrained model predictive control for condition-based maintenance planning for railway infrastructures[J]. Predictive Maintenance in Dynamic Systems: Advanced Methods, Decision Support Tools and Real-World Applications, 2019: 533-554.
Qin R, Yang C, Tao H, et al. A power loss decrease method based on finite set model predictive control for a motor emulator with reduced switch count[J]. Energies, 2019, 12(24): 4647.
Zhang X, Bao J, Wang R, et al. Dissipativity based distributed economic model predictive control for residential microgrids with renewable energy generation and battery energy storage[J]. Renewable Energy, 2017, 100: 18-34.
Zhang Y, Qi R. Flux-weakening drive for IPMSM based on model predictive control[J]. Energies, 2022, 15(7): 2543.
Zhang W, Gao Y, Jin B, et al. DC Bus Stability Improvement Using Dynamic Voltage Feedback Model Predictive Control Method[J]. Journal of Electrical Engineering & Technology, 2024: 1-13.
DOI:
https://doi.org/10.31449/inf.v49i5.9137Downloads
Published
How to Cite
Issue
Section
License
Authors retain copyright in their work. By submitting to and publishing with Informatica, authors grant the publisher (Slovene Society Informatika) the non-exclusive right to publish, reproduce, and distribute the article and to identify itself as the original publisher.
All articles are published under the Creative Commons Attribution license CC BY 3.0. Under this license, others may share and adapt the work for any purpose, provided appropriate credit is given and changes (if any) are indicated.
Authors may deposit and share the submitted version, accepted manuscript, and published version, provided the original publication in Informatica is properly cited.







